Monthly financials (as of November 30, 2020)

Net Capital $28,773,074
Adjusted Net Capital $26,344,578
Excess Net Capital $16,447,975
Download November 2020 unaudited Report (posted on 12/24/20)

Daily Customer Segregated Funds Report

Total Held in Segregation $371,549,791
Total Funds Required to be Segregated $355,129,362
Excess Segregated Funds $16,420,429
Download January 14 2021 Report
Deposits in Banks41.18
Customer Securities0.05
Funds on deposit with the CME54.62
Deposits held by Carrying Brokers4.15

Daily Customer Secured Amount Funds Report

Total Funds Held in Segregation $24,343,284
Amount to be set aside in separate $15,312,085
Excess Secured Funds $9,031,199
Download January 14 2021 Report
Cash in Banks0.42
Equities with registered FCMs0.24
Amounts held by member of foreign board of trades0.34

Daily Cleared Swaps Customer Collateral Report

Cleared Swaps Customer Collateral Value Held in Segregation $0
Cleared Swaps Customer Collateral Value Required to be Segregated $0
Excess Cleared Swaps Customer Collateral Value $0
Download January 14 2021 Report

Financial information regarding STRAITS FINANCIAL LLC, including how it invests and holds customer funds, may be obtained from the National Futures Association (NFA) online by visiting the NFA Basic System website.

The U.S. Commodity Futures Trading Commission (CFTC) provides additional financial information on all FCMs on the CFTC website.