Monthly financials (as of October 31, 2021)

Net Capital $25,705,973
Adjusted Net Capital $25,122,869
Excess Net Capital $14,714,293
Download October 2021 unaudited Report (posted on 11/24/21)

Daily Customer Segregated Funds Report

Total Held in Segregation $525,155,804
Total Funds Required to be Segregated $511,943,090
Excess Segregated Funds $13,212,714
Download November 25 2021 Report
Deposits in Banks73.74
Customer Securities0.03
Funds on deposit with the CME24.84
Deposits held by Carrying Brokers1.39

Daily Customer Secured Amount Funds Report

Total Funds Held in Segregation $33,044,455
Amount to be set aside in separate $23,494,306
Excess Secured Funds $9,550,149
Download November 25 2021 Report
Cash in Banks0.34
Equities with registered FCMs0.32
Amounts held by member of foreign board of trades0.34

Daily Cleared Swaps Customer Collateral Report

Cleared Swaps Customer Collateral Value Held in Segregation $0
Cleared Swaps Customer Collateral Value Required to be Segregated $0
Excess Cleared Swaps Customer Collateral Value $0
Download November 25 2021 Report

Financial information regarding STRAITS FINANCIAL LLC, including how it invests and holds customer funds, may be obtained from the National Futures Association (NFA) online by visiting the NFA Basic System website.

The U.S. Commodity Futures Trading Commission (CFTC) provides additional financial information on all FCMs on the CFTC website.