Monthly financials (as of September 30, 2018)

Adjusted Net Capital $23,418,639
Net Capital Requirement $8,634,432
Excess Net Capital $14,784,207
Download September 2018 unaudited Report (posted on 10/24/18)

Daily Customer Segregated Funds Report

Total Held in Segregation $289,411,987
Total Funds Required to be Segregated $275,211,630
Excess Segregated Funds $14,200,357
Download November 19 2018 Report
Deposits in Banks59.47
Customer Securities0.04
Funds on deposit with the CME39.44
Deposits held by Carrying Brokers1.04

Daily Customer Secured Amount Funds Report

Total Funds Held in Segregation $33,015,129
Amount to be set aside in separate $26,050,585
Excess Secured Funds $6,964,544
Download November 19 2018 Report
Cash in Banks0.43
Equities with registered FCMs0.12
Amounts held by clearing organizations of foreign board of trades0.01
Amounts held by member of foreign board of trades0.43

Daily Cleared Swaps Customer Collateral Report

Cleared Swaps Customer Collateral Value Held in Segregation $0
Cleared Swaps Customer Collateral Value Required to be Segregated $0
Excess Cleared Swaps Customer Collateral Value $0
Download November 19 2018 Report

Financial information regarding STRAITS FINANCIAL LLC, including how it invests and holds customer funds, may be obtained from the National Futures Association (NFA) online by visiting the NFA Basic System website.

The U.S. Commodity Futures Trading Commission (CFTC) provides additional financial information on all FCMs on the CFTC website.